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Compliance Officer

Company: East West Bank
Location: Pasadena
Posted on: June 18, 2022

Job Description:

Introduction

Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Greater China, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates' potential for career advancement.

Headquartered in California, East West Bank (Nasdaq: EWBC) is a top performing commercial bank with an exclusive focus on the U.S. and Greater China markets. With a strong foundation, enterprising spirit and a commitment to absolute integrity, East West Bank gives people the confidence to reach further.

Overview

The Senior Compliance Analyst will assist the Corporate Compliance Officer with the development and execution of the Bank's Corporate Compliance Program, including the assessment and monitoring of regulatory compliance risks of bank-wide corporate functions.

Responsibilities

  • Support the Compliance Officer in developing and executing the monitoring procedures for the Corporate Compliance Program, including effectively communicating and influencing business practices and initiatives. Monitoring procedures may include, but not limited to, assessment of policies and procedures to regulatory requirements, controls testing, report validation, and transactional testing
  • Prepare and present management reports based on compliance monitoring. Reports will include identification of any compliance issues/concerns and include remediation requirements
  • Maintain tracking of business units' action plans to ensure identified gaps and corrective actions are promptly addressed, resolved, and reported
  • Assist with risk-assessments of banking laws and other regulations in support of a risk-focused compliance monitoring and testing framework
  • Perform regulatory research and technical assistance as assigned. Support the Compliance Officer in developing compliance-related and training materials and implementation of regulatory changes
  • Effectively communicate and influence business practices and initiatives, identifying compliance policies and procedures, oversight
  • Assist the Director of Compliance and the Compliance Officer with regulatory examinations, audits, and third-party reviews as necessary
  • Prepare meeting agendas, materials and maintain minutes of meetings as necessary
  • Manage workload effectively and independently with minimum supervision while adhering to deadlines
    Qualifications
    • Minimum 7+ years total experience in a banking or financial services environment
    • Bachelor's Degree or equivalent experience required
    • Knowledge and understanding of general regulatory risk in the financial/banking sector
    • Excellent oral and written communication skills; experience communicating with management and writing reports
    • Proficiency in MS Word, Power Point and Excel is required
    • Compliance certification, CPA, or CIA is a plus

Keywords: East West Bank, Pasadena , Compliance Officer, Accounting, Auditing , Pasadena, California

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