Trade Compliance Analyst
Company: Western Asset Management Company Limited
Location: Pasadena
Posted on: May 12, 2022
Job Description:
Regulatory reporting is a critical and growing role within
investment management. Western Asset is keenly aware of the
important role regulatory reporting plays within our overall
control management program and continues to invest in talent
development in relation to this function. As aTrade Compliance
Analyst you will form part of a fully integrated Agile scrum team,
working closely with Product Analysts and Engineers in addition to
business stakeholders such as our firm's Legal & Compliance
(L&C) department. What you will do
- Work with Legal & Compliance to understand the regulatory
requirements for a given project/regime.
- Write product-specific and client-specific (as appropriate)
business requirements based on above regulatory interpretations on
a field by field level.
- Articulate business requirements to counterparts within Agile
team.
- Document each step in the process thoroughly for tracking and
audit purposes.
- Monitor daily uploads to Trade Repositories (TR) including
monitoring of TR UI for ACK's/NACK's reporting as well as review of
other validation processes at the TR as needed.
- Complete TR/NCA reconciliation and investigate/resolve any
variances.
- Investigate client queries related to Regulatory
Reporting.
- Work to enhance existing controls and processes leveraging all
available technology tools. What you bring
- Bachelor's degree in relevant field: Accounting, Economics,
Finance.
- Strong problem-solving and analytical skills, as well as a high
level of drive and self-motivation.
- Previous Asset Management (Fixed Income) business
experience.
- Regulatory Reporting experience with EMIR, MIFID II, ASIC a
plus.
- Knowledge of data attributes specific to Fixed Income,
especially Derivatives.
- Previous experience working in an Agile environment.
- Ability to develop positive and collaborative relationships
with business partners and effectively communicate with both
business and technology stakeholders.
- Experience using Tableau, Smart sheets, Alteryx, and /or
Python. About Western Asset At Western Asset we're saying hello to
the future. Committed to being the leading fixed-income investment
management firm in the world, we're investing in new technologies,
methodologies and markets. We're also investing in our people. Our
business is guided by a belief in doing the right thing: that if we
treat our clients and colleagues with fairness and respect, success
will follow. We're building on our reputation and resources with an
entrepreneurial approach that drives innovation. Every day is an
opportunity for us to get better by making the most of the
possibilities that our people and ideas can bring. Sorry the Share
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Keywords: Western Asset Management Company Limited, Pasadena , Trade Compliance Analyst, Professions , Pasadena, California
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